“Events like this one allow regulators – working together – to hear directly from investors and target their investor protection efforts.” “Protecting main street investors is the core of what state regulators do,” said Andrew Hartnett, NASAA President and Deputy Commissioner of the Iowa Insurance Division. I look forward to welcoming our SEC colleagues, and further strengthening investor advocacy in Wisconsin,” said Leslie Van Buskirk, Wisconsin Department of Financial Institutions Securities Division Administrator and Vice Chair of the SEC’s Investor Advisory Committee. “Wisconsin investors will have the opportunity to share, firsthand, their experiences with investing products and services directly with SEC staff who are joining us in Madison. I look forward to joining my colleagues from NASAA and Wisconsin DFI to learn about current investment challenges from individuals who are willing to share their experiences,” said SEC Investor Advocate Cristina Martin Firvida. Find your nearest Mercer Advisors office location to speak with a advisor about our wealth management and financial firm. “We are pleased to co-convene this roundtable because it is important to hear directly from retail investors while bringing the regulatory and enforcement community together to support investors’ needs. SEC Chair Gary Gensler will provide virtual opening remarks, and SEC Commissioner Mark Uyeda will attend in-person.
The afternoon session of the roundtable will be webcast on the SEC website. REGIONAL FINANCE CORPORATION OF WISCONSIN is a Wisconsin Domestic Business Corporation filed on May 4, 2018.
Strong interpersonal communication, outstanding ability to influence and build relationships, and creative problem-solving skills.The Securities and Exchange Commission today announced that it will join the North American Securities Administrators Association (NASAA) and Wisconsin Department of Financial Institutions (DFI) for a Joint Public Roundtable at the DFI headquarters on Tuesday, July 25, 2023, at 10 a.m. Bachelor’s degree in business administration, finance, marketing or a related field.ĥ+ years of managerial experience in the financial industry, or an experiential equivalency required.Įxperience as a manager within financial services is highly desired.Įxperience working in a high-paced environment focused on customer service & satisfaction.ĭemonstrated leadership skills to motivate and develop staff.Ībility to learn, understand, and lead complex operations including the lending process, member services and teller operations.Responsible for developing a staff of highly engaged employees as measured by the annual employee engagement surveys. Delivers high levels of quality by taking ownership and exceeding expectations.ĭisplays high levels of cultural competence by fostering a welcoming atmosphere that reflects our belief that Humanity Counts Most. Supports team members through coaching, peer mentorship, training and skill development opportunities.Īctively role model behaviors to achieve branch and organizational goals.Ĭultivates an environment that consistently delivers our Branch Service Philosophy standards.Īchieve balanced scorecard results in alignment with the Members for Life Sales and Service Philosophy.Įffectively adapts to the changing priorities in the organization, reallocating focus and resources to deliver the best result.Įngages in project work assignments that relate to business initiatives and strategies.If this sounds like a team and culture you want to join, we want to talk to you!
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